Application Procedures for Establishment of Wholly-Owned Foreign Enterprises (WOFE)

文章摘要 本文系统梳理外商独资企业(WOFE)在中国设立的完整申请流程,涵盖从委托代理机构、提交初步报告、正式申请、申领批准证书到最终注册登记的全阶段操作要点。文章强调外国投资者需向拟设企业所在地县级以上对外贸易经济合作部门逐级申报,并准备可行性研究报告、公司章程、投资者主体资格证明、环保及消防等前置审批文件。实务价值在于帮助投资者理解中国外资准入的行政程序框架,提前规划材料清单与时间节点,降低因程序缺失导致的设立延误风险。

Step 1: Appoint an agent


The agent, generally is a law firm, will be the representative for the investor to file the applications to relevent Chinese authories.
 
Step 2: Submission of Preliminary Application


The foreign investor of a foreign enterprise should submit a report  to the foreign trade and economic cooperation department at county level or above at the place where the proposed enterprise is located.


Content of report: Objectives of the foreign enterprise, business scope, scale of operation, products to be produced, technology and equipment to be used, land area required, conditions and quantities of water, electricity, gas and other forms of energy resources required, and requirements for public facilities.


Step 3: Submission of Formal Application


After the foreign investor receives a written reply from the relevant government authorities, a formal application supported by all the required documents should be filed with the local foreign trade and economic cooperation department at county, municipal or provincial level.


Documents required: Application letter for establishing the foreign enterprise; feasibility study report; articles of association; list of legal representatives (or board of directors); foreign investor's business licence and credit report; list of materials to be imported; written replies from the local approval authorities at county level or above; application for registration of the name of the enterprise approved by the provincial or municipal administration for industry and commerce; comments on the project by various government departments such as environmental protection, fire services, health and land administration. In case where two or more foreign investors are involved, copies of the contracts signed by them should be submitted to the approval authority for the record.


Step 4: Application for Approval Certificate


After the formal application is approved, the foreign investor should apply to the foreign trade and economic cooperation department at county, municipal or provincial level for an approval certificate.


Documents required: Ratification documents (on project proposal, feasibility study report, contract and articles of association) from the relevant authorities.


Step 5: Registration


Upon collection of the approval certificate, an application for business licence should be filed with the provincial or municipal administration for industry and commerce within 30 days. Subsequently, the enterprise should complete such procedures as applying for official seal and enterprise code, opening bank account, and registering for tax payment and customs declaration with the local public security, technical supervision, taxation, Customs, finance, foreign exchange administration, banking, insurance and commodity inspection departments.

杨春宝一级律师简介

杨春宝一级律师,大成上海高级合伙人、资本市场部主任、国资基金研究中心主任,大成中国区私募基金专业带头人、科技与文化法律研究中心联合牵头人。执业30余年,长期从事私募基金、投融资、并购重组法律服务,尤其对对赌研究颇深且具有非常丰富的实战经验,并专注于金融机构股权投资业务。2004年起多次入选The Legal 500"私募基金"和"公司与商业"等境内外各类律师榜单,代理的中国法院首例适用外国法律审理外国公司的董事损害小股东权益纠纷案入选上海高院发布的《上海法院域外法查明典型案例》和威科先行"要案头条"。入选上海涉外法律人才库、上海市司法局鼎新法治人才库、上海国有企业改制法律顾问团,具有上市公司独立董事任职资格,系多家知名高校的兼职教授或兼职研究生导师及上海市商务委跨国经营人才培训班讲师。出版《私募股权投资基金风险防控操作实务》等16本投融资法律专著。了解更多

常见法律问题

外商独资企业设立后还需办理哪些登记事项?

外商独资企业在取得营业执照后,还需完成一系列法定的后续登记与备案事项,方能合法开展经营活动。首先,企业应在取得营业执照后及时向公安机关指定的刻章单位刻制公司公章、财务专用章、合同专用章、法定代表人名章等印章,并按规定办理印章备案。其次,应向质量技术监督部门申领组织机构代码证(现已与统一社会信用代码制度整合),确保企业具备唯一主体识别代码。第三,企业需凭营业执照和批准证书在银行开立基本存款账户以及资本金账户、外汇账户等专用账户,其中资本金账户需在外汇管理局登记后方可接收境外投资款项。第四,企业应在规定期限内向主管税务机关办理税务登记,包括国税和地税(现合并为税务部门)的登记,并核定税种、税率及申报期限,同时需与银行签订委托扣款协议以便按期缴纳税款。第五,涉及进出口业务的企业应在海关办理报关单位注册登记,取得海关注册编码,同时需向外汇管理局办理货物贸易外汇收支企业名录登记,以便后续收付汇。此外,企业还要根据实际情况向统计部门办理统计登记,向人力资源和社会保障部门办理社会保险登记,为员工缴纳社保。若涉及特殊行业,还需向行业主管部门申请相应资质或许可。全部登记完成后,企业应建立合规经营档案,定期履行年度报告义务。实务中,建议企业指定专人负责或委托代理机构统一办理,避免遗漏环节导致行政处罚或经营受限。同时需关注政策变化,例如当前多证合一改革已简化部分流程,但外汇、海关等专项登记仍实质保留。

以上内容仅供参考,不构成法律意见。如需专业法律服务,请联系杨春宝一级律师:chambers.yang@dentons.cn

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